Best Investors Account Sign in

Bernadette J Gapusan-Neuschwanger

Rbc Capital Markets, LLC

Los Angeles, CA

Pasadena, CA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-26
TX RA APPROVED_RES 2022-04-26
  • CA RA
    APPROVED
    Since 2022-04-26
  • TX RA
    APPROVED_RES
    Since 2022-04-26

Branch Locations

555 S. Flower Street Suite 810, Los Angeles, CA 90071 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Century City CA 03/2008 03/2020
Rbc Capital Markets, Llc Los Angeles CA 03/2020 02/2022
Morgan Stanley Beverly Hills CA 02/2022 04/2022
Rbc Capital Markets, Llc Los Angeles CA 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-06
S63 Uniform Securities Agent State Law Examination 1986-02-14
  • S65 Uniform Investment Adviser Law Examination
    1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1986-02-14
Other Names
  • Bernadette Jane Gapusan
  • Bernadette Gapusan-Neuschwanger
  • Bernadette Jane Gapusanneuschwanger
  • Bernadette Jane Gapusan-Neuschwanger
  • Bernadette Gapusan

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor