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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
TX RA APPROVED_RES 2017-11-29
  • CO RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

290 E. 25Th Street, Suite 100, Loveland, CO 80538 • United States

295 E 29Th St Suite 110, Loveland, CO 80538 • United States

355 Eastman Park Dr, Windsor, CO 80550 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Kalispell MT 09/1986 11/2017
Lpl Financial Llc Loveland CO 11/2017 Present
  • 09/1986 → 11/2017
    Investment Centers Of America, Inc.
    Kalispell, MT
  • 11/2017 → Present
    Loveland, CO
Previous Registrations
  • 2000-09-19 → 2017-12-05
    Investment Centers Of America, Inc.
    Whitefish, MT
    Loveland, CO
    Loveland, CO
    Loveland, CO
    Lafayette, CO
    Appleton, WI
    Greeley, CO
Other Businesses

1. 12/20/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/4/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/22/2018 - 10 Hours Per Month During Securities Trading. 3. 7/10/2018 - Crossroads Retail LLC - Not Investment Related - Loveland, Colorado - Real Estate Rental - Start Date: 07/02/2018 - 1 Hour Per Month/0 Hours During Securities Trading - An investment in raw land for potential development of our new office building. 4. 7/17/2018 - Office Retreat, LLC - Not Investment Related - 290 East 25th Street, Loveland, CO 80538 - Real Estate Rental - Start Date: 08/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 5/5/2020 - Dunnigan Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 05/01/2020 - 4 Hours Per Month/1 Hour During Securities Trading. 6. 7/27/2020 - Fox Run Development LLC - Investment Related - Windsor, CO 80550 - Real Estate Rental - Start Date: 7/1/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Purchasing a piece of land to potentially develop for apartments and then sell the land to an investor/developer. 7. 09/27/2021 - D C Sharnrock - Investment Related - 1550 W. 43rd Street, Loveland, CO 80538 - Business Owner - Start Date: 10/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 8. 10/27/2021 - ICA Insurance Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 10/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading. 9. 05/10/2023 - SC LY Mgt LLC - Investment Related - Loveland, CO - Real Estate Rental - Start Date - 11/25/2022 - 0 Hours Per Month/0 Hours During Securities Trading 10. 07/31/2024 - Riverbend Development, LLC - Real Estate Rental - Investment Related - Loveland, CO - Start Date 03/01/2024 - 0 Hours Per Month/ During Trading 11. 01/02/2025 - SC 2534 Flex LLC - Investment Related - Real Estate Rental - Johnstown, Colorado - Start Date - 07/31/2024 - 0 Hours Per Month/ 0 During Trading 12. 03/23/2025 - Investment Center at Points West Bank - DBA for LPL Business (entity for LPL business) - Investment Related - Start Date: 04/15/2025. 13. 11/10/2025- Goodman Management, LLC- Real Estate Rental- INV Related- At Loveland, CO- Start date 10/15/2025 14. 11/19/2025 - Kevin Dunnigan, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/18/2025 - 0 hours per month/ during trading 15. 11/19/2025 - Investment Center Advisors Partners, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/18/2025 - 0 hours per month/ during trading 16. 02/20/2026 - ICA FIRST INSURANCE LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 5 hours per month/ 2 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-21
  • S63 Uniform Securities Agent State Law Examination
    1984-05-21
Designations

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