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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-12-22
TX RA APPROVED 2002-07-24
  • AL RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED
    Since 2002-07-24

Branch Locations

Harlingen, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Harlingen TX 07/2002 Present
Previous Registrations
Other Businesses

(1) 09/27/2004: MEZMAR MONEY MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 1/17/2020 - Mezmar Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/16/2019 - 3 Hours Per Month/1 Hour During Securities Trading - Sell Medicare Supplement policies. (3) 01/02/2025 - Michael Mizmar - Not Investment Related - Politics/Government - Harlingen, TX - Start Date: 12/14/2024 - 6 Hours Per Month/0 Hour During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-29
S63 Uniform Securities Agent State Law Examination 1984-06-19
  • S65 Uniform Investment Adviser Law Examination
    1997-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-06-19
Other Names
  • Mike Mezmar

View on SEC IAPD

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