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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| FL | RA | APPROVED | 2019-11-26 |
| TX | RA | APPROVED_RES | 2007-02-12 |
Branch Locations
Palm Beach Gardens, FL • United States
225 Broadhollow Road, Melville, NY 11747 • United States
58 South Service Road Suite 310, Melville, NY 11747 • United States
Old Westbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melville | NY | 03/1987 | Present |
DYSAUTONOMIA FOUNDATION / 315 WEST 39 STREET, SUITE 701 NEW YORK,NEW YORK 10018 / FOUNDATION/ RAISE FUNDS / MEMBER OF BOARD OF DIRECTORS / / ATTEND BOARD MEETINGS AND FUND RAISE / START DATE 3/17/1991/Dysautonomia Foundation / 315 West 39th st ste 701 New York,New York 10018 / Foundation/ Charities, Cultural, Educational & Political Organisations / clinicla research of FD / Other / member and officer of board of directors. / requesting approval to be on investment committee with 6 othe committe members. i will be reviewing, not initiating investment recommendations. / Start Date 10/17/2016 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-07 |
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