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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
FL RA APPROVED 2019-11-26
TX RA APPROVED_RES 2007-02-12
  • NY RA
    APPROVED
    Since 2021-07-18
  • FL RA
    APPROVED
    Since 2019-11-26
  • TX RA
    APPROVED_RES
    Since 2007-02-12

Branch Locations

Palm Beach Gardens, FL • United States

225 Broadhollow Road, Melville, NY 11747 • United States

58 South Service Road Suite 310, Melville, NY 11747 • United States

Old Westbury, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 03/1987 Present
Other Businesses

DYSAUTONOMIA FOUNDATION / 315 WEST 39 STREET, SUITE 701 NEW YORK,NEW YORK 10018 / FOUNDATION/ RAISE FUNDS / MEMBER OF BOARD OF DIRECTORS / / ATTEND BOARD MEETINGS AND FUND RAISE / START DATE 3/17/1991/Dysautonomia Foundation / 315 West 39th st ste 701 New York,New York 10018 / Foundation/ Charities, Cultural, Educational & Political Organisations / clinicla research of FD / Other / member and officer of board of directors. / requesting approval to be on investment committee with 6 othe committe members. i will be reviewing, not initiating investment recommendations. / Start Date 10/17/2016 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-06
S63 Uniform Securities Agent State Law Examination 1984-06-07
  • S65 Uniform Investment Adviser Law Examination
    1993-11-06
  • S63 Uniform Securities Agent State Law Examination
    1984-06-07
Other Names
  • Paul Brent Wexler

View on SEC IAPD

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