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Kent Lunsford Johansson

Ubs Financial Services Inc.

Walnut Creek, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-04-10
CA RA APPROVED 2007-02-16
  • TX RA
    APPROVED_RES
    Since 2007-04-10
  • CA RA
    APPROVED
    Since 2007-02-16

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Walnut Creek CA 02/2007 Present
Previous Registrations
  • 1997-07-08 → 2007-02-20
    Morgan Stanley Dw Inc.
    Oakland, CA
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-28
S63 Uniform Securities Agent State Law Examination 1984-06-04
  • S65 Uniform Investment Adviser Law Examination
    1994-12-28
  • S63 Uniform Securities Agent State Law Examination
    1984-06-04
Other Names
  • Kent L Johansson

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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