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James Henry Pohlman

Raymond James & Associates, Inc.

St. Louis, MO

St Louis, MO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-07
MO RA APPROVED 2015-01-16
  • TX RA
    APPROVED
    Since 2020-04-07
  • MO RA
    APPROVED
    Since 2015-01-16

Branch Locations

St. Louis, MO • United States

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Louis MO 01/2015 Present
  • 01/2015 → Present
    Raymond James & Associates
    St Louis, MO
Previous Registrations
  • 2008-01-01 → 2015-01-20
    Wells Fargo Clearing Services, Llc
    Des Peres, MO
    Frontenac, MO
  • 2007-02-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Des Peres, MO
    Des Peres, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 1984-06-15
  • S66 Uniform Combined State Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    1984-06-15
Other Names
  • Jim Pohlman

View on SEC IAPD

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