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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 12/2015 | Present |
1)BOSTON COLLEGE CLASS OF '83; NOT FOR PROFIT CLASS ADMINISTRATION; TREASURE;09/01/1999 INITIATION; 0 HOURS MONTH DEVOTED DURING BUSINESS; 1 HOURS MONTH DEVOTED AFTER BUSINESS 2)THE LAUREL A. LINK IRREVOCABLE INSURANCE TRUST DTD 6/19/2013; 25 BRITISH AMERICAN BLVD, LATHAM, NY, 12110; TRUST; TRUSTEE; 0 HOURS PER MONTH; 0 DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-05 |
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