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William Frank Masucci

Royale Asset Management LLC

Rochester, NY

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Current Employers
Royale Asset Management Llc

Rochester, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-20
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

Rochester, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royale Asset Management Llc Rochester NY 11/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-31
S63 Uniform Securities Agent State Law Examination 1984-05-24
  • S65 Uniform Investment Adviser Law Examination
    2021-03-31
  • S63 Uniform Securities Agent State Law Examination
    1984-05-24

View on SEC IAPD

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