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Edward James Mccormick

Morgan Stanley

Westport, CT

Naples, FL

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-20
CT RA APPROVED 2021-12-12
TX RA APPROVED 2021-11-12
  • FL RA
    APPROVED
    Since 2022-05-20
  • CT RA
    APPROVED
    Since 2021-12-12
  • TX RA
    APPROVED
    Since 2021-11-12

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westport CT 11/2001 11/2021
Morgan Stanley Smith Barney Naples FL 11/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2022 Present
  • 11/2001 → 11/2021
    Ubs Financial Services Inc.
    Westport, CT
  • 11/2021 → Present
    Morgan Stanley Smith Barney
    Naples, FL
  • 01/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*501708- Trust; Investment related-Yes; bend, Oregon;11/2021; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-20
S63 Uniform Securities Agent State Law Examination 1984-07-26
  • S65 Uniform Investment Adviser Law Examination
    1992-11-20
  • S63 Uniform Securities Agent State Law Examination
    1984-07-26
Other Names
  • Edward James Mccormick
  • Edward James Mccormick
  • Edward J Mccormick

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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