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Catherine Elizabeth Beitzel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lancaster, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-21
TX RA APPROVED 2009-03-13
CT RA APPROVED 2007-12-08
  • PA RA
    APPROVED
    Since 2010-06-21
  • TX RA
    APPROVED
    Since 2009-03-13
  • CT RA
    APPROVED
    Since 2007-12-08

Branch Locations

110 N Duke St, Lancaster, PA 17602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 10/1982 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 1984-11-30
  • S65 Uniform Investment Adviser Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    1984-11-30
Other Names
  • Kelly Groff
  • Catherine E Groff
  • Catherine Elizabeth Groff
  • Kelly Beitzel

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Lancaster, PA
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