Brian L Asher

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Richmond, CA • United States

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Long Beach	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Long Beach, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Long Beach, CA

Torrance, CA
2007-01-05 → 2007-04-02

Morgan Stanley Dw Inc.

Torrance, CA
1999-09-16 → 2007-01-18

Citigroup Global Markets Inc.

Long Beach, CA

Other Businesses

*511673 - Trust; Investment related: Yes; SAN FRANCICO, California; Trust; Trustee/Co-Trustee; 05/2022; During business hours: 4; After business hours: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-24
S63	Uniform Securities Agent State Law Examination	1984-10-05

S65 Uniform Investment Adviser Law Examination

1999-05-24
S63 Uniform Securities Agent State Law Examination

1984-10-05

Other Names

Brian Lee Asher

View on SEC IAPD