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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-03
TX RA APPROVED 2025-10-03
  • CA RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

Woodland Hills, CA • United States

12100 Wilshire Blvd 925 9Th Fl , Los Angeles, CA 90025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 10/2025
Wells Fargo Advisors Financial Network, Llc Los Angeles CA 10/2025 Present
Previous Registrations
  • 2003-07-01 → 2025-10-03
    Los Angeles, CA
    Los Angeles, CA
    Woodland Hills, CA
  • 1998-03-19 → 2003-07-01
    Prudential Equity Group, Llc
    Los Angeles, CA
Other Businesses

R&R PRIVATE WEALTH MANAGEMENT GROUP LLC; INV RELATED; LOS ANGELES ,CA; FINET PRACTISE ;50% OWNERSHIP; START DATE: 10/06/2025; 8 HRS PER MONTH; 8 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-21
S63 Uniform Securities Agent State Law Examination 1984-11-09
  • S65 Uniform Investment Adviser Law Examination
    1992-07-21
  • S63 Uniform Securities Agent State Law Examination
    1984-11-09
Other Names
  • Robert A Platania

View on SEC IAPD

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