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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-03-01 |
Branch Locations
One Williams Center, Tulsa, OK 74172 • United States
499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Tulsa | OK | 03/2018 | Present |
| Bokf, Na | Tulsa | OK | 03/2018 | Present |
| Axa Advisors, Llc | New York | NY | 09/2011 | 06/2017 |
| Unemployed | Oklahoma City | OK | 07/2017 | 03/2018 |
LLC established for potential restaurant ownership; entity is currently inactive with no assets or business activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-02 |
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