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Douglas John Butler

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-03-03
  • OH RA
    APPROVED
    Since 2010-03-03

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management, Llc Cleveland OH 10/2014 Present
Previous Registrations
  • 2004-04-27 → 2011-03-24
    Main Street Investment Management, Llc
    Cleveland, OH
    Chagrin Falls, OH
    Chagrin Falls, OH
Other Businesses

YMCA of Greater Cleveland | Non-Investment Related | 1801 Superior Avenue, Cleveland, Ohio 44114 | Charity | Member of Investment Committee | Jan. 1, 2019 | 1 - 5 hours per month outside of trading hours | Participates in the evaluation of investment managers for the organization's endowment fund.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Designations

View on SEC IAPD

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