Richard Eugene Dwinell

Current Employers

Employment History

• 01/2012 → 12/2025
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → 12/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Independent Financial Group, Llc
  Harker Heights, TX

Previous Registrations

• 2024-03-21 → 2025-12-31
  Cetera Investment Advisers Llc
  Harker Heights, TX
• 1992-07-23 → 2024-03-21
  Cetera Advisors Llc
  Greenwood Village, CO
  Harker Heights, TX

Other Businesses

CITY OF HARKER HEIGHTS PUBLIC SAFETY COMMISSION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: 305 Millers Crossing, Harker Heights TX 76548, United States DESCRIPTION: Police, Fire and Medical Emergency Liaison between the City Council and the Police and Fire Chiefs. Provide advice and recommendations to the Chiefs. Conducts studies and reviews and prepare reports to the City Council. Encourage support of businesses and individuals on matters pertaining to those departments. CITY OF HARKER HEIGHTS POLICE DEPARTMENT'S TRAINING ADVISORY BOARD POSITION: Volunteer NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 305 Millers Crossing, Harker Heights TX 76548, United States DESCRIPTION: Advise the Police Chief on the set up and conduct of region wide police officer training INNOVEST FINANCIAL PLANNING POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 126 SECURITIES TRADING HOURS: 96 START DATE: 01/01/2026 ADDRESS: 800 Frontier Trail, Harker Heights TX 76548, United States DESCRIPTION: I am the President of the firm and financial advisor for the firm

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-14
• S63 Uniform Securities Agent State Law Examination
  1984-05-15

Other Names

• Dick Dwinell