Deborah Ann Graves

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-07-17
TX	RA	APPROVED	2005-08-01
OH	RA	APPROVED	2005-06-06

VA RA
APPROVED

Since 2023-07-17
TX RA
APPROVED

Since 2005-08-01
OH RA
APPROVED

Since 2005-06-06

Branch Locations

43 Village Way Suite 201, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Beachwood	OH	06/2005	Present

06/2005 → Present

Ubs Financial Services

Beachwood, OH

Previous Registrations

2002-09-11 → 2005-06-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hudson, OH

Other Businesses

1. S.S.R. Living Trust Share 1 and 2 DTD 12/15/15 D.A.G. TTEE, These assets are investments and real estate proceeds from my Aunt's trust.United States"I am the named successor trustee of my Aunt Stella Sue Roland Trust and am also a beneficiary, Trust 1: I will be distributing income as needed to my mother plus gifting to her and also my daughters and myself per the Trust guidelines and discussion with her attorney, Trust 2: Special needs for my mother, M.A.M. to be used as needed for her long term care needs, Start date-3/25/2023, Aurora OHUnited States-44202.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-12
S63	Uniform Securities Agent State Law Examination	1986-12-08

S66 Uniform Combined State Law Examination

2002-08-12
S63 Uniform Securities Agent State Law Examination

1986-12-08

Other Names

Deborah Ann Hamilton
Deborah Ann Sowers

View on SEC IAPD