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Ronald Chrysler Hauf

Osaic Wealth, Inc.

Whitefish, MT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-06-14
  • MT RA
    APPROVED
    Since 2024-06-14

Branch Locations

Whitefish, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investment Dynamics, Inc. Spokane WA 06/2006 Present
Securities Service Network, Inc. Whitefish MT 09/2007 09/2020
Securities America, Inc. Whitefish MT 09/2020 06/2024
Securities America Advisors, Inc. Whitefish MT 09/2020 06/2024
Osaic Wealth, Inc. Whitefish MT 06/2024 Present
Osaic Wealth, Inc. Whitefish MT 06/2024 Present
  • 06/2006 → Present
    Investment Dynamics, Inc.
    Spokane, WA
  • 09/2007 → 09/2020
    Securities Service Network, Inc.
    Whitefish, MT
  • 09/2020 → 06/2024
    Securities America, Inc.
    Whitefish, MT
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Whitefish, MT
  • 06/2024 → Present
    Whitefish, MT
  • 06/2024 → Present
    Whitefish, MT
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Whitefish, MT
  • 2007-10-02 → 2020-09-18
    Ssn Advisory, Inc.
    Kalispell, MT
  • 2006-07-19 → 2007-10-01
    Spokane, WA
    Whitefish, MT
  • 2005-01-07 → 2006-07-25
    Securities America Advisors, Inc.
    Spokane, WA
  • 2001-06-25 → 2004-12-31
    Securities America Advisors, Inc.
    Spokane, WA
Other Businesses

1) FREEDOM BANK Columbia Falls MT - NO ADDRESS GIVEN - PRIV CORP - SEC. BOARD OF DIRECTORS - 4/2004 - 0 HR/MO/TRD HRS - MONTHLY MEETINGS - INVESTMENT RELATED 4) Freedom Bancorporation - 530 9th st West Columbia Falls Mt. 59912 - 2004 start date - NIR - Director - Bank oversight and normal duties of Bank Director - 0 hrs/mo trading THERE IS NO NAME POSITION: Agent NATURE: Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1990 ADDRESS: 2834 Rest Haven Dr., Whitefish MT 59937 DESCRIPTION: Once in a great while, i sell insurance to clients INVESTMENT ADVISORY POSITION: Investment Advisory NATURE: SAI Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/17/2020 ADDRESS: 2834 Rest Haven Dr., Whitefish MT 59937 DESCRIPTION: Investment Advisory ROSEBUD CABIN LLC POSITION: enjoying NATURE: Rosebud cabin. It is not rental property or farming. It is a family debt free cabin that i and my cousin own 50/50. Cabin has no address. Forest Service lease. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: 0000, Alpine MT 99999 DESCRIPTION: Family cabin owned by myself and Marie Bender (cousin) FREEDOM BANK POSITION: Advisory NATURE: Freedom Bank INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2005 ADDRESS: 530 9th St West, Columbia Falls MT 59912, United States DESCRIPTION: Board member with monthly meetings. I am a Founder and board member in the bank dating back to 2005. Today, i spend 3 to 5 hours a month reviewing board material and meeting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1984-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1984-03-21
Other Names
  • Ronald Chrysler Hauf

View on SEC IAPD

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