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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Dynamics, Inc. | Spokane | WA | 06/2006 | Present |
| Securities Service Network, Inc. | Whitefish | MT | 09/2007 | 09/2020 |
| Securities America, Inc. | Whitefish | MT | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Whitefish | MT | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Whitefish | MT | 06/2024 | Present |
| Osaic Wealth, Inc. | Whitefish | MT | 06/2024 | Present |
1) FREEDOM BANK Columbia Falls MT - NO ADDRESS GIVEN - PRIV CORP - SEC. BOARD OF DIRECTORS - 4/2004 - 0 HR/MO/TRD HRS - MONTHLY MEETINGS - INVESTMENT RELATED 4) Freedom Bancorporation - 530 9th st West Columbia Falls Mt. 59912 - 2004 start date - NIR - Director - Bank oversight and normal duties of Bank Director - 0 hrs/mo trading THERE IS NO NAME POSITION: Agent NATURE: Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1990 ADDRESS: 2834 Rest Haven Dr., Whitefish MT 59937 DESCRIPTION: Once in a great while, i sell insurance to clients INVESTMENT ADVISORY POSITION: Investment Advisory NATURE: SAI Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/17/2020 ADDRESS: 2834 Rest Haven Dr., Whitefish MT 59937 DESCRIPTION: Investment Advisory ROSEBUD CABIN LLC POSITION: enjoying NATURE: Rosebud cabin. It is not rental property or farming. It is a family debt free cabin that i and my cousin own 50/50. Cabin has no address. Forest Service lease. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: 0000, Alpine MT 99999 DESCRIPTION: Family cabin owned by myself and Marie Bender (cousin) FREEDOM BANK POSITION: Advisory NATURE: Freedom Bank INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2005 ADDRESS: 530 9th St West, Columbia Falls MT 59912, United States DESCRIPTION: Board member with monthly meetings. I am a Founder and board member in the bank dating back to 2005. Today, i spend 3 to 5 hours a month reviewing board material and meeting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-21 |
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