Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-29 |
| CA | RA | APPROVED | 2019-07-26 |
Branch Locations
Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 07/2019 |
| Rockefeller Financial Llc | San Francisco | CA | 07/2019 | Present |
| Rock & Co Llc | San Francisco | CA | 07/2019 | Present |
1) San Francisco Fencer's Club, Not investment related, 4000 Balboa Street, San Francisco, CA 94121, Fencing club, Half owner, 01/01/2007, Zero hours per month and during trading hours. Teaches children how to fence. 2) Balboa Rental, Investment related, 4000 Balboa Street, San Francisco, CA 94121, Rental property, Half owner, 01/01/2007, Zero hours per month and during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-19 |
Reach out to this advisor