Scott Michael Ungar

Current Employers

Blackdiamond Wealth Management, Llc

31 Hudson Yards Floor 10, Suite 55, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-12-02

NY RA
APPROVED

Since 2021-12-02

Branch Locations

31 Hudson Yards Floor 10, Suite 55, New York, NY 10001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services	New York	NY	03/2011	02/2018
Blackdiamond Wealth Management, Inc.	New York	NY	11/2017	Present

03/2011 → 02/2018

Mml Investors Services

New York, NY
11/2017 → Present

Blackdiamond Wealth Management, Inc.

New York, NY

Other Businesses

Licensed independent insurance agent; same address; insurance sales,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-01
S63	Uniform Securities Agent State Law Examination	2008-09-15

S65 Uniform Investment Adviser Law Examination

2021-12-01
S63 Uniform Securities Agent State Law Examination

2008-09-15

Other Names

Scott M Ungar

View on SEC IAPD