Houston Allen Goddard

Current Employers

Independent Investment Bankers, Corp.

11802 Domain Blvd 3Rd Floor, Austin, TX 78758 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-02-05

TX RA
APPROVED

Since 2015-02-05

Branch Locations

San Diego, CA • United States

11801 Domain Blvd 3Rd Floor, Austin, TX 78758 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Investment Bankers Corp.	Austin	TX	02/2014	Present

02/2014 → Present

Independent Investment Bankers Corp.

Austin, TX

Previous Registrations

2006-11-27 → 2012-08-27

Girard Securities, Inc.

San Diego, CA

Glendora, CA

La Jolla, CA

San Juan Capistrano, CA

Woodland Hills, CA

Cleveland, OH

Southbury, CT

Costa Mesa, CA

Laguna Beach, CA

Austin, TX

Austin, TX
1997-12-11 → 2002-11-13

Spelman & Co., Inc.

San Diego, CA

Other Businesses

FINRA ARBITRATOR 2 HOURS PER MONTH. COMPLIANCE CONSULTANT TO SECURITIES BROKER DEALERS. 80 HOURS PER MONTH. 5 HOURS PER DAY DURING TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-24
S63	Uniform Securities Agent State Law Examination	1988-12-07

S65 Uniform Investment Adviser Law Examination

2006-01-24
S63 Uniform Securities Agent State Law Examination

1988-12-07

Other Names

Houston Allen Goodard

View on SEC IAPD