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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-08 |
| UT | RA | APPROVED | 2012-06-15 |
| TX | RA | APPROVED | 2012-06-08 |
Branch Locations
5929 S Fashion Pointe Dr Suite 204, Ogden, UT 84403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ogden | UT | 06/2012 | Present |
| Stratos Wealth Partners, Ltd. | Ogden | UT | 06/2012 | Present |
1. 04/17/2012 - STRATOS WEALTH PARTNERS, LTD - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 04/17/2012 - STRATOS WEALTH PARTNERS, LTD. - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - I AM AN AGENT LICENSED WITH VARIOUS CARRIERS, CONDUCTING THE SALE AND SERVICE OF FIXED INSURANCE PRODUCTS INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL, WHOLE LIFE, LONG TERM CARE, DISABILITY, HEALTH AND DENTAL INSURANCE. 3. 08/07/2012 - SHORELINE PARTNERS INC. - FOR ACCOUNTING PURPOSES ONLY. 4. 2/21/2018 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 04/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/08/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-31 |
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