Best Investors Account Sign in
Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-08
UT RA APPROVED 2012-06-15
TX RA APPROVED 2012-06-08
  • LA RA
    APPROVED
    Since 2016-03-08
  • UT RA
    APPROVED
    Since 2012-06-15
  • TX RA
    APPROVED
    Since 2012-06-08

Branch Locations

5929 S Fashion Pointe Dr Suite 204, Ogden, UT 84403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ogden UT 06/2012 Present
Stratos Wealth Partners, Ltd. Ogden UT 06/2012 Present
Previous Registrations
Other Businesses

1. 04/17/2012 - STRATOS WEALTH PARTNERS, LTD - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 04/17/2012 - STRATOS WEALTH PARTNERS, LTD. - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - I AM AN AGENT LICENSED WITH VARIOUS CARRIERS, CONDUCTING THE SALE AND SERVICE OF FIXED INSURANCE PRODUCTS INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL, WHOLE LIFE, LONG TERM CARE, DISABILITY, HEALTH AND DENTAL INSURANCE. 3. 08/07/2012 - SHORELINE PARTNERS INC. - FOR ACCOUNTING PURPOSES ONLY. 4. 2/21/2018 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 04/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/08/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-09
S63 Uniform Securities Agent State Law Examination 1984-05-31
  • S65 Uniform Investment Adviser Law Examination
    1992-10-09
  • S63 Uniform Securities Agent State Law Examination
    1984-05-31
Designations

View on SEC IAPD

More in Ogden, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor