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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
New Berlin, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Milwaukee | WI | 03/2008 | Present |
(1) FINANCIAL INDUSTRY REGULARITY AUTHORITY *FINRA); ADDRESS: 1735 K STREET, WASHINGTON DC; START DATE: 01/2011; NOT INVESTMENT RELATED; CAPACITY: FINRA-ARBITRATOR; DUTIES: UNDEFINED; HOURS DEVOTED TO THIS OBA PER MONTH: UNKNOWN; HOURS DEVOTED DURING TRADING PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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