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Eunsun Kim

Rbc Capital Markets, LLC

Los Angeles, CA

South Pasadena, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
CA RA APPROVED 2019-12-04
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • CA RA
    APPROVED
    Since 2019-12-04

Branch Locations

555 S. Flower Street Suite 810, Los Angeles, CA 90071 • United States

South Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 02/2011 12/2019
Rbc Capital Markets, Llc. Pasadena CA 12/2019 02/2020
Rbc Capital Markets, Llc Los Angeles CA 02/2020 Present
Previous Registrations
  • 2011-02-25 → 2019-12-26
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 2009-06-01 → 2011-03-01
    Morgan Stanley
    Los Angeles, CA
    Los Angeles, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Los Angeles, CA
  • 2005-07-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2005-07-22 → 2005-08-12
    Rbc Capital Markets, Llc
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2005-07-21
Other Names
  • Eun Sun Kim
  • Grace Eun Sun Kim
  • Grace Eunsun Kim
  • Grace Eunsun Kim

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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