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Harry Vance Lucke

Robert W. Baird & Co. Incorporated

Ashland, KY

Ashland, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-18
KY RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2021-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

Ashland, KY • United States

1000 Ashland Drive Suite 305, Ashland, KY 41101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Ashland KY 01/1984 Present
Robert W. Baird & Co. Incorporated Ashland KY 10/2019 Present
Previous Registrations
  • 2004-01-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Ashland, KY
    Ashland, KY
Other Businesses

LIMITED PARTNER FOR OIL AND NATURAL GAS WELL IN LASALLE COUNTY TX PRODUCED BY CHESAPEAKE ENERGY, NON-INVEST RELATED, 11/2013, 0 HRS/MONTH, NO DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 1984-05-14
  • S65 Uniform Investment Adviser Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    1984-05-14
Other Names
  • Bud Lucke

View on SEC IAPD

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