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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-02 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2015-07-09 |
| NJ | RA | APPROVED | 2011-07-20 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 07/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*418383 - Tac house LLC; Investment related Yes; PineBrook, NJ; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours:12; Business Development/Growth. * 419743 - Pebble in your shoe llc dba Stumpy's Fairfield; Investment related No; fairfield, NJ; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 10; Business Development/Growth *702026 - Marbella Park TIC 2 DE LLC; Investment related - Yes; Balmville, New York; Real Estate; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 0; No duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-15 |
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