Joel Phillips Gooch

Current Employers

Gemini Estate Plan Llc

Conroe, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-07-31

TX RA
APPROVED

Since 2009-07-31

Branch Locations

Conroe, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gemini Sales	Montgomery	TX	08/1996	Present

08/1996 → Present

Gemini Sales

Montgomery, TX

Previous Registrations

2006-03-17 → 2008-04-17

Planmember Securities Corporation

Conroe, TX

Conroe, TX

Austin, TX

Other Businesses

GEMINI ESTATE PLAN LLC; 3205 W DAVIS #B235, CONROE, TX 77304; RETIREMENT AND TAX PLANNING; INSURANCE AGENCY FOR FIXED PRODUCTS; POSITION: MGA; START DATE 1998; 80 HRS PER MONTH DEVOTED TO BUSINESS; 80 HRS PER MONTH DURING TRADING HOURS; COMMISSION COMPENSATION; NIR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-20
S63	Uniform Securities Agent State Law Examination	2000-05-11

S65 Uniform Investment Adviser Law Examination

2008-08-20
S63 Uniform Securities Agent State Law Examination

2000-05-11

View on SEC IAPD