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Janis Valens

J.P. Morgan Securities LLC

Chicago, IL

Sanger, TX

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States

Sanger, TX • United States

8181 Communications Pkwy, Bldg A Floor 4, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc./Charles Schwab & Co. Southlake TX 09/2011 01/2024
Robinhood Markets, Inc. Westlake TX 02/2024 05/2024
J.P. Morgan Securities Llc Plano TX 09/2024 Present
Unemployed Sanger TX 06/2024 08/2024
  • 09/2011 → 01/2024
    Td Ameritrade Inc./Charles Schwab & Co.
    Southlake, TX
  • 02/2024 → 05/2024
    Robinhood Markets, Inc.
    Westlake, TX
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 06/2024 → 08/2024
    Unemployed
    Sanger, TX
Previous Registrations
  • 2022-10-04 → 2024-01-16
    Charles Schwab & Co., Inc.
    Southlake, TX
    Westlake, TX
  • 2011-11-29 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Draper, UT
    Westlake, TX
    Westlake, TX
  • 2011-11-29 → 2020-07-17
    Td Ameritrade Investment Management, Llc
    Ft. Worth, TX
    Draper, UT
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-21
S63 Uniform Securities Agent State Law Examination 1984-09-10
  • S66 Uniform Combined State Law Examination
    2011-11-21
  • S63 Uniform Securities Agent State Law Examination
    1984-09-10
Other Names
  • Janis Imants Valens
  • Janis I Valens

View on SEC IAPD

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PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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