Michael Earl Marshall

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-15
MS	RA	APPROVED	2021-11-12

TX RA
APPROVED_RES

Since 2021-11-15
MS RA
APPROVED

Since 2021-11-12

Branch Locations

Madison, MS • United States

30 Sgt Prentiss Drive, Natchez, MS 39120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Incorporated	Ridgeland	MS	09/2008	11/2021
Morgan Stanley Smith Barney	Ridgeland	MS	06/2009	11/2021
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2021
Ameriprise Financial Services Llc	Natchez	MS	11/2021	Present

09/2008 → 11/2021

Morgan Stanley & Co. Incorporated

Ridgeland, MS
06/2009 → 11/2021

Morgan Stanley Smith Barney

Ridgeland, MS
01/2015 → 11/2021

Morgan Stanley Private Bank, National Association

New York, NY
11/2021 → Present

Ameriprise Financial Services Llc

Natchez, MS

Previous Registrations

2009-06-01 → 2021-11-15

Morgan Stanley

Ridgeland, MS
2008-09-03 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgeland, MS
2008-01-01 → 2008-09-04

Wells Fargo Clearing Services, Llc

Ridgeland, MS
2004-05-27 → 2008-01-01

A. G. Edwards & Sons, Inc.

Ridgeland, MS

Ridgeland, MS

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-21
S63	Uniform Securities Agent State Law Examination	1985-11-13

S66 Uniform Combined State Law Examination

2004-05-21
S63 Uniform Securities Agent State Law Examination

1985-11-13