Bernard Aloysius Nienberg

Current Employers

Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-12-03

OH RA
APPROVED

Since 2018-12-03

Branch Locations

130 Washington St Box 130, Glandorf, OH 45848 • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dba Nienberg Investments & Insurance	Glandorf	OH	07/1984	Present
Bernard A & Rachel Nienberg	Glandorf	OH	01/1967	Present
Osma Insurance Agency, Inc.	Hilliard	OH	01/1994	Present
Royal Alliance Associates, Inc	Glandorf	OH	11/2015	12/2018
Royal Alliance Associates, Inc.	Glandorf	OH	05/2016	12/2018
Royal Fund Management, Llc	The Villages	FL	12/2018	Present

07/1984 → Present

Dba Nienberg Investments & Insurance

Glandorf, OH
01/1967 → Present

Bernard A & Rachel Nienberg

Glandorf, OH
01/1994 → Present

Osma Insurance Agency, Inc.

Hilliard, OH
11/2015 → 12/2018

Royal Alliance Associates, Inc

Glandorf, OH
05/2016 → 12/2018

Royal Alliance Associates, Inc.

Glandorf, OH
12/2018 → Present

Royal Fund Management, Llc

The Villages, FL

Previous Registrations

2016-05-18 → 2018-12-17

Osaic Wealth, Inc.

Glandorf, OH

Glandorf, OH

Tulsa, OK
2010-12-09 → 2016-08-29

First Independent Advisory Services, Inc.

Glandorf, OH

Tulsa, OK
2009-11-04 → 2010-10-15

Investment Centers Of America, Inc.

Glandorf, OH

Bismarck, ND

Glandorf, OH
2007-11-29 → 2009-10-30

Woodbury Financial Services, Inc.

Glandorf, OH

Glandorf, OH

Other Businesses

1. DBA NIENBERG INVESTMENTS & INSURANCE; POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INSURANCE AGENCY INVESTMENT RELATED: NO NUMBER OF HOURS: 40 DURING SECURITIES TRADING HOURS: 40 START DATE: 07/01/1984 ADDRESS: 130 WASHINGTON ST., BOX 130, GLANDORF, OH 45848-0130 DESCRIPTION: RETAIL SALES OF NON-INVESTMENT AND NON-SECURITIES RELATED LIFE ACCIDENT AND HEALTH INSURANCE PRODUCTS THRU VARIOUS LIFE ACCIDENT AND HEALTH INSURANCE COMPANIES. 2. OSMA INSURANCE AGENCY INC POSITION: BENEFITS REPRESENTATIVE NATURE: CORPORATION INSURANCE AGENCY; INVESTMENT RELATED: NO NUMBER OF HOURS: 70 DURING SECURITIES TRADING HOURS: 70 START DATE: 01/01/1994 ADDRESS: 5115 PARKCENTER AVE, SUITE 205, DUBLIN, OH 43017 DESCRIPTION: RETAIL INSURANCE SALES AS AGENT & BENEFITS REPRESENTATIVE TO PHYSICIAN MEMBER OFFICES FOR OHIO STATE MEDICAL ASSOCIATION INSURANCE AGENCY THRU VARIOUS LIFE, ACCIDENT AND HEALTH INSURANCE COMPANIES. 3. BERNARD A & RACHEL NIENBERG POSITION: CO-OWNERS NATURE: SOLE PROPRIETOR INVESTMENT RELATED: NO NUMBER OF HOURS: 1 DURING SECURITIES TRADING HOURS: 0 START DATE: 01/01/1967 ADDRESS: 130 WASHINGTON ST., BOX 130, GLANDORF, OH 45848-0130 DESCRIPTION: RENT THREE APARTMENTS. COLLECT RENT. DO MAINTENANCE WHEN NEEDED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-06-14

S63 Uniform Securities Agent State Law Examination

1984-06-14

Designations

Other Names

Bernard Aloysius Nienberg
Ben Nienberg

View on SEC IAPD