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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-06 |
| TX | RA | APPROVED_RES | 2009-10-22 |
| OH | RA | APPROVED | 2005-12-05 |
Branch Locations
1099 Colony Drive, Zanesville, OH 43701 • United States
4449 Easton Way Suite 120, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Newark | OH | 08/2004 | Present |
1. DON DEAL & DML LLC; 2380 Welsh Hills Rd, Granville, OH 43023; Rental Property; Owner; Oversee property and tenants; 6/20/1995; 20 hr/yr; Not During Securities Trading Hours; Investment Related. 2. Welsh Hills Hops LLC; 2380 Welsh Hills Rd Granville, OH 43023; Farming and adding hops to sell to local breweries; Sole Owner; Provide the land to start up money and any other help needed; 04/01/2020; 3 Hours per Week; Not during securities trading hours; Not Investment Related. 3. Keinath and Heatwole Ltd; 683 Swansea Dr Newark, OH 43055; Commercial Real Estate - inherited from my mother upon her passing. I am 1/6th owner; owner; No responsibilities; 06/02/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-27 |
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