Thomas Wallace Howard

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-01

TX RA
APPROVED

Since 2023-09-01

Branch Locations

Georgetown, TX • United States

13785 Research Blvd Suite 125, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	Present
Osaic Wealth, Inc.	Georgetown	TX	09/2023	Present

01/2009 → Present

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Georgetown, TX

Previous Registrations

2005-10-31 → 2023-09-01

Osaic Services, Inc.

Austin, TX

Bedford, TX

Round Rock, TX

Georgetown, TX

Austin, TX
2000-10-25 → 2005-10-31

Sunamerica Securities, Inc.

Austin, TX

Other Businesses

1) THOMAS W. HOWARD POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/1982 ADDRESS: 208 Hanging Star Lane, Georgetown TX 78633, United States DESCRIPTION: Sale and service of insurance products, including variable annuities and variable life insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-09
S63	Uniform Securities Agent State Law Examination	1984-08-30

S65 Uniform Investment Adviser Law Examination

1998-09-09
S63 Uniform Securities Agent State Law Examination

1984-08-30

Other Names

Tom Howard

View on SEC IAPD