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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-18
  • TX RA
    APPROVED
    Since 2024-11-18

Branch Locations

Burnet, TX • United States

13706 Research Blvd Suite 306, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Austin TX 04/2013 11/2024
Sparkman Wealth Management Austin TX 02/2013 Present
Raymond James Financial Services, Inc. Austin TX 11/2024 Present
Raymond James Financial Services Advisors, Inc. Austin TX 11/2024 Present
Sparkman Private Wealth Management Austin TX 12/2024 Present
  • 04/2013 → 11/2024
    Austin, TX
  • 02/2013 → Present
    Sparkman Wealth Management
    Austin, TX
  • 11/2024 → Present
    Raymond James Financial Services, Inc.
    Austin, TX
  • 11/2024 → Present
    Austin, TX
  • 12/2024 → Present
    Sparkman Private Wealth Management
    Austin, TX
Previous Registrations
Other Businesses

(1)Name of Business: Address: 3794 Sunset Cliff Rd, Burnet , TX, 78611, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 02/23/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: some marketing (2)Name of Business: First Baptist Church of Burnet Tx Address: 108 S. Vandeveer St. Burnet Tx 78611, Burnet , TX, 78611, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member, Deacon Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: decision making committees of on various activities and functions of the church of the church (3)Name of Business: Sparkman Private Wealth Management Address: 13706 Research Blvd, Austin, TX, 78750-1840, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/01/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I consult to Travis Sparkman (Sparkman Wealth Management) in his Financial Business with Raymond James

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-02
S63 Uniform Securities Agent State Law Examination 1984-04-26
  • S65 Uniform Investment Adviser Law Examination
    1993-02-02
  • S63 Uniform Securities Agent State Law Examination
    1984-04-26
Designations
Other Names
  • Roy B Sparkman

View on SEC IAPD

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