Duane Eckelberg

Current Employers

Eckelberg Financial, Inc.

Phoenix, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2020-01-01

AZ RA
APPROVED

Since 2020-01-01

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eckelberg & Wienshienk, Pc	Phoenix	AZ	11/1996	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2007	11/2017
Eckelberg Financial, Inc.	Phoenix	AZ	11/2019	Present

11/1996 → Present

Eckelberg & Wienshienk, Pc

Phoenix, AZ
01/2007 → 11/2017

Cetera Investment Advisers Llc

Schaumburg, IL
11/2019 → Present

Eckelberg Financial, Inc.

Phoenix, AZ

Previous Registrations

2007-02-20 → 2017-11-29

Cetera Investment Advisers Llc

Phoenix, AZ
2007-07-26 → 2008-12-10

Clarity Financial Planning, P.C.

Mesa, AZ

Other Businesses

ECKELBERG & WIENSHIENK, PC, NOT INVESTMENT RELATED, PHOENIX, AZ, CERTIFIED PUBLIC ACCOUNTING FIRM, PRESIDENT, 11/1996, 160, 160, CLIENT SERVICE & MANAGEMENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-02-18

S65 Uniform Investment Adviser Law Examination

2007-02-18

View on SEC IAPD