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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| OR | RA | APPROVED | 2009-02-11 |
Branch Locations
1174 Cornucopia Street Nw Suite 230, Salem, OR 97304 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Salem | OR | 02/2009 | Present |
1.CJM LLC; PO Box 5448 Salem OR 97304; Owner; Coordinate music publishing with Daughter; 5/1/2007; 2 hours per quarter; not during securities trading hours; not inv related 2. Virtual Choir Solutions, LLC; PO Box 5448, Salem, OR 97304; Production of "virtual" musical projects for digital distribution; Partner/Producer; Edit and assemble audio and video to create "virtual" musical performances; 01/26/2021; 8 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Willamette University; 900 State St Saem OR 97301; Education; Alumni Board of Directors; Alumni outreach; 6/14/2025; 10 hours/ qtr; not during securities hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-13 |
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