Bruce Wayne Haltinner

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-06-03

FL RA
APPROVED

Since 2014-06-03

Branch Locations

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

Venice, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Venice	FL	06/2014	11/2016
Wells Fargo Clearing Services, Llc	Venice	FL	11/2016	Present

06/2014 → 11/2016

Wells Fargo Advisors Llc

Venice, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Venice, FL

Previous Registrations

2009-10-16 → 2014-06-05

Raymond James & Associates, Inc.

Sarasota, FL

Venice, FL
2008-01-01 → 2009-10-02

Wells Fargo Clearing Services, Llc

Venice, FL

Venice, FL
1994-07-18 → 2008-01-01

A. G. Edwards & Sons, Inc.

Venice, FL

St. Louis, MO

Other Businesses

SERTOMA CLUB OF VENICE, INVT RELATED, VENICE, FL, INVESTMENT COMMITTEE MEMBER, START DATE 10/1/2019, 1 HR PER MONTH, 0 HRS DURING TRADING. ATTENDING MEETINGS, REVIEWING QUARTERLY STATEMENTS FOR ORGANIZATION AND REPORT TO BOARD OF DIRECTORS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-04-25

S63 Uniform Securities Agent State Law Examination

1984-04-25

Designations

View on SEC IAPD