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Dwight Bartzer Dudas

LPl Enterprise, LLC

Warrington, PA

Fort Mill, SC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

1055 Lpl Way, Fort Mill, SC 29715 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Harleysville PA 03/1991 Present
Pruco Securities, Llc. Harleysville PA 03/1991 11/2024
Lpl Enterprise, Llc Warrington PA 11/2024 Present
Previous Registrations
  • 2011-09-06 → 2024-11-14
    Pruco Securities, Llc.
    Harleysville, PA
    Harleysville, PA
    Harleysville, PA
    Warrington, PA
Other Businesses

Dudas Ins. & Fin. Svcs.~22 Mainland Rd, Suite 2, Harleysville, PA 19438~Ins. & Fin. Svcs.~Y~Owner~02/2004~40 hrs/mo~40 trading hrs/mo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-18
S63 Uniform Securities Agent State Law Examination 1985-05-08
  • S65 Uniform Investment Adviser Law Examination
    2001-01-18
  • S63 Uniform Securities Agent State Law Examination
    1985-05-08

View on SEC IAPD

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