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Steven Michael Pierce

Oakmont Financial Services, L.L.C.

Santa Fe, NM

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Current Employers
Oakmont Financial Services, L.L.C.

Santa Fe, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-08-25
TX RA APPROVED 2001-07-18
  • NM RA
    APPROVED
    Since 2026-08-25
  • TX RA
    APPROVED
    Since 2001-07-18

Branch Locations

Santa Fe, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakmont Financial Services L.L.C. Mckinney TX 04/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-29
S63 Uniform Securities Agent State Law Examination 1984-06-01
  • S65 Uniform Investment Adviser Law Examination
    1998-10-29
  • S63 Uniform Securities Agent State Law Examination
    1984-06-01

View on SEC IAPD

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