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Owen Bruce Rosenblum

Oppenheimer & Co. Inc.

Beachwood, OH

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-11-05
  • OH RA
    APPROVED
    Since 2012-11-05

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Beachwood OH 11/2012 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-02
  • S63 Uniform Securities Agent State Law Examination
    1984-04-02
Other Names
  • Bruce Owen Rosenblum

View on SEC IAPD

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