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Inactive

William John Cox

Cox Capital Management LLC

Andover, MA

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Current Employers
Cox Capital Management Llc

10 New England Business Center Drive Suite #102, Andover, MA 01810 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-12-22
NH RA APPROVED 2012-02-16
TX RA APPROVED_RES 2007-08-21
MA RA APPROVED 2005-03-22
  • ME RA
    APPROVED
    Since 2020-12-22
  • NH RA
    APPROVED
    Since 2012-02-16
  • TX RA
    APPROVED_RES
    Since 2007-08-21
  • MA RA
    APPROVED
    Since 2005-03-22

Branch Locations

10 New England Business Center Drive Suite #102, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Registered Investment Advisor Andover MA 02/1997 Present
U.S. Securities, Intl. Corp. New York NY 05/1998 Present
Mason Capital Partners Boston MA 01/2002 Present
  • 02/1997 → Present
    Registered Investment Advisor
    Andover, MA
  • 05/1998 → Present
    U.S. Securities, Intl. Corp.
    New York, NY
  • 01/2002 → Present
    Mason Capital Partners
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-21
S63 Uniform Securities Agent State Law Examination 1984-05-11
  • S65 Uniform Investment Adviser Law Examination
    1997-02-21
  • S63 Uniform Securities Agent State Law Examination
    1984-05-11

View on SEC IAPD

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