Patrick Mcgrath

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05
DE	RA	APPROVED	2025-06-05
MI	RA	APPROVED	2025-06-05
PA	RA	APPROVED	2025-06-05
VA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05
DE RA
APPROVED

Since 2025-06-05
MI RA
APPROVED

Since 2025-06-05
PA RA
APPROVED

Since 2025-06-05
VA RA
APPROVED

Since 2025-06-05

Branch Locations

Massapequa, NY • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Northeast Asset Management Llc	Mitchel Field	NY	03/2014	11/2018
Western International Securities, Inc.	Pasadena	CA	11/2018	06/2025
Northeast Securities, Inc.	Mitchel Field	NY	02/2014	08/2017
Lpl Financial Llc	Massapequa	NY	06/2025	Present

03/2014 → 11/2018

Northeast Asset Management Llc

Mitchel Field, NY
11/2018 → 06/2025

Western International Securities, Inc.

Pasadena, CA
02/2014 → 08/2017

Northeast Securities, Inc.

Mitchel Field, NY
06/2025 → Present

Lpl Financial Llc

Massapequa, NY

Previous Registrations

2018-11-19 → 2025-06-05

Western International Securities, Inc.

Massapequa, NY

Mitchel Field, NY

Pasadena, CA

Buck Hill Falls, PA
2014-12-10 → 2019-04-23

Northeast Asset Management Llc

Miami, FL

Miami, FL

Buck Hill Falls, PA
2009-04-29 → 2014-01-14

Oppenheimer & Co. Inc.

Coral Gables, FL
2003-07-01 → 2009-04-20

Wells Fargo Clearing Services, Llc

Coral Gables, FL

Coral Gables, FL

Coral Gables, FL
2001-05-21 → 2003-07-01

Prudential Equity Group, Llc

Coral Gables, FL

Other Businesses

1. 06/05/2025- Trinity Health- Non-Profit Board Member- INV Related- At Livonia, MI- Start date 09/01/2013- 1 Hour Per Month- 1 Hour During Trading 2. 06/05/2025- Barrett Township, Monroe County PA- Politics/ Government- Not INV Related- At Cresco, PA- Start date 01/03/2022- 3 Hours Per Month- 1 Hour During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-29
S63	Uniform Securities Agent State Law Examination	1984-05-04

S65 Uniform Investment Adviser Law Examination

1995-11-29
S63 Uniform Securities Agent State Law Examination

1984-05-04

Other Names

Pat Mcgrath

View on SEC IAPD