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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-09-03 |
Branch Locations
542 S. Albany, Bolivar, MO 65613 • United States
7255 W 98Th Ter Suite 170, Overland Park, KS 66212 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Financial Solutions | Overland Park | KS | 11/2013 | 02/2019 |
| Prime Accounting Solutions Llc | Shawnee | KS | 08/2017 | 01/2019 |
| Farmers Insurance District Office | Independence | MO | 05/2014 | 02/2019 |
| Prime Accounting Solutions Llc | Overland Park | KS | 02/2019 | 03/2019 |
| Cetera Advisors Llc | Denver | CO | 03/2019 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 09/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 09/2024 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 09/2024 | Present |
(1) NAME OF OTHER BUSINESS: PRIME ACCOUNTING SOLUTIONS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: Tax Preparer; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, DATA ENTRY, PROVIDE ASSISTANCE TO ACCOUNTANTS AND TAX PREPARERS; (2) NAME OF OTHER BUSINESS: Prime Insurance LLC - FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023 APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND PROPERTY & CASUALTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-02 |
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