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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-09-03
  • KS RA
    APPROVED
    Since 2024-09-03

Branch Locations

542 S. Albany, Bolivar, MO 65613 • United States

7255 W 98Th Ter Suite 170, Overland Park, KS 66212 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Financial Solutions Overland Park KS 11/2013 02/2019
Prime Accounting Solutions Llc Shawnee KS 08/2017 01/2019
Farmers Insurance District Office Independence MO 05/2014 02/2019
Prime Accounting Solutions Llc Overland Park KS 02/2019 03/2019
Cetera Advisors Llc Denver CO 03/2019 09/2024
Cetera Investment Advisers Llc Schaumburg IL 03/2024 09/2024
Parkland Securities, Llc Ann Arbor MI 09/2024 Present
Sigma Planning Corporation Ann Arbor MI 09/2024 Present
  • 11/2013 → 02/2019
    Farmers Financial Solutions
    Overland Park, KS
  • 08/2017 → 01/2019
    Prime Accounting Solutions Llc
    Shawnee, KS
  • 05/2014 → 02/2019
    Farmers Insurance District Office
    Independence, MO
  • 02/2019 → 03/2019
    Prime Accounting Solutions Llc
    Overland Park, KS
  • 03/2019 → 09/2024
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → 09/2024
    Schaumburg, IL
  • 09/2024 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 09/2024 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2024-03-21 → 2024-09-05
    Overland Park, KS
    Olathe, KS
  • 2019-07-23 → 2024-03-21
    Cetera Advisors Llc
    Overland Park, KS
    Overland Park, KS
    Olathe, KS
Other Businesses

(1) NAME OF OTHER BUSINESS: PRIME ACCOUNTING SOLUTIONS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: Tax Preparer; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, DATA ENTRY, PROVIDE ASSISTANCE TO ACCOUNTANTS AND TAX PREPARERS; (2) NAME OF OTHER BUSINESS: Prime Insurance LLC - FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023 APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND PROPERTY & CASUALTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-17
S63 Uniform Securities Agent State Law Examination 2006-10-02
  • S66 Uniform Combined State Law Examination
    2019-07-17
  • S63 Uniform Securities Agent State Law Examination
    2006-10-02

View on SEC IAPD

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