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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-11-06 |
| GA | RA | APPROVED | 2019-08-28 |
Branch Locations
6470 East Johns Crossing Ste. 450, Johns Creek, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Atlanta | GA | 08/1999 | 08/2019 |
| Park Avenue Securities Llc | Atlanta | GA | 08/1999 | 08/2019 |
| Ashford Advisors | Atlanta | GA | 08/1999 | 08/2019 |
| Guardian Life Insurance | Savannah | GA | 05/2015 | 08/2019 |
| Park Avenue Securities Llc | Savannah | GA | 05/2015 | 08/2019 |
| Park Avenue Securities Llc | Duluth | GA | 10/2015 | 08/2019 |
| Guardian Life Insurance | Duluth | GA | 10/2015 | 08/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2019 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING. SEE EMPLOYMENT FOR START DATE. 2. INDEPENDENT INSURANCE AGENT, 6470 East Johns Crossing, Ste 450, Johns Creek GA 30097, 09/1976 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL. 12 HR/MO - 8 HR/MO TRADING 3. WILLIAM R. MUMPOWER LLC, 6470 East Johns Crossing, Ste 450, Johns Creek GA 30097, United States, 07/01/2011, MEMBER/MANAGER, Owner/Partner of a Business Entity, NIR, 5/MO-0/TRADING. 4. ADVISORYSOUTH HOLDINGS, LLC, 6470 East Johns Crossing, Ste 450, Johns Creek GA 30097, United States, 04/03/2020, CO-OWNER - MEMBER AND MANAGER- LLC, Owner/Partner of a Business Entity, NIR, 1/MO- 0/TRADING 5. HAMPTON HALL CLUB, 170 Hampton Hall Blvd, Bluffton SC 29910, 01/2025, COMMITTEE MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING. 6. WILLIAM R. MUMPOWER (CONSULTING), 6470 E Johns Xing, Ste 450, Johns Creek GA 30097, United States, 01/02/2025, Consulting, NIR, 2 HR/MO - 2 HR/MO TRADING. 7. HAMPTON HALL GOVERNING DOCS COMMITTEE, 170 Hampton Hall Blvd, Bluffton, SC 29910, 03/24/2026, Committee Member, Governing Documents Committee (Volunteer), NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-19 |
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