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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-04-01 |
| TX | RA | APPROVED | 2016-04-01 |
Branch Locations
200 E. Main Street, Fort Wayne, IN 46801 • United States
Fort Wayne, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fort Wayne | IN | 04/2016 | Present |
Bishop Dwenger High School Class of 1973 Reunion Committee; Fort Wayne, IN 46808; my high school reunion committee; hold funds for future reunions; Member of a committee representing the interests of any third party; meet to arrange reunions every four years or so. they would like to make some interest on this money; Start date: 1/1/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-07 |
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