Marilyn Diane Carter

Current Employers

Insight Securities, Inc.

600 Central Ave. Suite 293, Highland Park, IL 60035 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2016-11-07

IA RA
APPROVED

Since 2016-11-07

Branch Locations

Spirit Lake, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Horwitz & Associates, Inc.	Sioux City	IA	02/1996	Present

02/1996 → Present

Horwitz & Associates, Inc.

Sioux City, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-03
S65	Uniform Investment Adviser Law Examination	1992-04-01
S63	Uniform Securities Agent State Law Examination	1984-03-30

S66 Uniform Combined State Law Examination

2016-11-03
S65 Uniform Investment Adviser Law Examination

1992-04-01
S63 Uniform Securities Agent State Law Examination

1984-03-30

Other Names

Marilyn Carter
Marilyn Diane Larson
Marilyn D Carter