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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-19 |
| OH | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deerfield Phone Company, D&P Communications | Petersburg | MI | 03/2000 | Present |
| Sii Investmwnts Inc./Seegert & Seegert Financial Advisors | Monroe | MI | 08/2001 | 11/2017 |
| Woodbury Financial Services Inc | Monroe | MI | 11/2017 | 01/2024 |
| Osaic Wealth, Inc. | Dundee | MI | 01/2024 | Present |
1) NATIONS LIGHT MINISTRY POSITION: board of directors NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: P O box, Dundee MI 48131, United States; DESCRIPTION: advisory for ministry 2) D&P COMMUNICATIONS POSITION: Chairman board of directors NATURE: Phone, internet, cable etc. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1999; ADDRESS: 4200 Teal rd, Petersburg MI 49270, United States; DESCRIPTION: board of director reviewing business operations one meeting per month 3) K&K SOUND INVESTMENTS LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 130 tecumseh st, Dundee MI 48131, United States DESCRIPTION: collect rent pay bills.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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