Ernest Lee Coffindaffer

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-07-18
TX	RA	APPROVED_RES	2021-03-24
WV	RA	APPROVED	2020-10-19

TN RA
APPROVED

Since 2022-07-18
TX RA
APPROVED_RES

Since 2021-03-24
WV RA
APPROVED

Since 2020-10-19

Branch Locations

45 Professional Place Suite 100, Bridgeport, WV 26330 • United States

Friendsville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bridgeport	WV	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bridgeport	WV	11/2016	10/2020
Stifel Nicolaus & Co Inc	Bridgeport	WV	10/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bridgeport, WV
11/2016 → 10/2020

Wells Fargo Clearing Services, Llc

Bridgeport, WV
10/2020 → Present

Stifel Nicolaus & Co Inc

Bridgeport, WV

Previous Registrations

2003-07-01 → 2020-10-19

Wells Fargo Clearing Services, Llc

Bridgeport, WV

Bridgeport, WV
2002-05-02 → 2003-07-01

Prudential Equity Group, Llc

Bridgeport, WV

Other Businesses

PERSONAL FARM; NOT INVESTMENT RELATED; BRIDGEPORT, WV; FARM- PRODUCTION AND SELLING OF HAY; 100% OWNERSHIP WITH SPOUSE; START DATE 2008; 10 HOURS PER MONTH; 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-21
S63	Uniform Securities Agent State Law Examination	1984-04-02

S65 Uniform Investment Adviser Law Examination

1994-06-21
S63 Uniform Securities Agent State Law Examination

1984-04-02

Other Names

Ernie Lee Coffindaffer

View on SEC IAPD