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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-04-02 |
| IN | RA | APPROVED | 2025-01-06 |
| AZ | RA | APPROVED | 2023-11-07 |
| MD | RA | APPROVED | 2022-08-12 |
| FL | RA | APPROVED | 2022-01-27 |
| OH | RA | APPROVED | 2022-01-04 |
| CO | RA | APPROVED | 2022-01-03 |
| IL | RA | APPROVED | 2022-01-03 |
| ME | RA | APPROVED | 2022-01-03 |
| MN | RA | APPROVED | 2022-01-03 |
| NC | RA | APPROVED | 2022-01-03 |
| TX | RA | APPROVED | 2022-01-03 |
| IA | RA | APPROVED | 2021-02-10 |
Branch Locations
2202 Heritage Green Dr, Hiawatha, IA 52233 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heartland Investment Associates, Inc. | Marion | IA | 05/1990 | Present |
| Lasalle St. Securities Llc | Elmhurst | IL | 05/2015 | Present |
Fixed Insurance,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-29 |
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