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Kelly K Hacker

Wells Fargo Clearing Services, LLC

Barrington, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-23
IL RA APPROVED 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-10-23
  • IL RA
    APPROVED
    Since 2025-08-25

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Oak Brook IL 07/2015 11/2020
Charles Schwab & Co., Inc. Chicago IL 11/2020 09/2022
Wintrust Investments Llc Chicago IL 09/2022 02/2025
Ameriprise Financial Services, Llc Barrington IL 02/2025 08/2025
Wells Fargo Clearing Services, Llc Barrington IL 08/2025 Present
Previous Registrations
Other Businesses

PARTIAL RENTAL PROPERTY; INV RELATED; CHICAGO, IL; RENTAL ;100% OWNERSHIP; START DATE: 02/07/2022; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-19
S63 Uniform Securities Agent State Law Examination 1984-09-06
  • S66 Uniform Combined State Law Examination
    2008-07-19
  • S63 Uniform Securities Agent State Law Examination
    1984-09-06
Other Names
  • Kelly K Ligue

View on SEC IAPD

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