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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-11-29
  • VA RA
    APPROVED
    Since 2021-11-29

Branch Locations

1801 Bayberry Ct, Richmond, VA 23226 • United States

100 S. Main Street, Kilmarnock, VA 22482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens And Farmers Bank West Point VA 04/1995 03/2017
Lpl Financial Llc West Point VA 10/2011 03/2017
Infinex Investments, Inc. Meriden CT 03/2017 11/2021
Virginia Commonwealth Bank (Formerly Bank Of Lancaster) Lancaster VA 03/2017 04/2017
Blue Ridge Bank (Formerly Virginia Commonwealth Bank) Kilmarnock VA 04/2017 Present
Lpl Financial Llc Kilmarnock VA 11/2021 Present
  • 04/1995 → 03/2017
    Citizens And Farmers Bank
    West Point, VA
  • 10/2011 → 03/2017
    West Point, VA
  • 03/2017 → 11/2021
    Infinex Investments, Inc.
    Meriden, CT
  • 03/2017 → 04/2017
    Virginia Commonwealth Bank (Formerly Bank Of Lancaster)
    Lancaster, VA
  • 04/2017 → Present
    Blue Ridge Bank (Formerly Virginia Commonwealth Bank)
    Kilmarnock, VA
  • 11/2021 → Present
    Kilmarnock, VA
Previous Registrations
  • 2017-03-21 → 2021-12-02
    Kilmarnock, VA
    Richmond, VA
  • 2011-10-11 → 2017-03-29
    Saluda, VA
    West Point, VA
    West Point, VA
  • 2008-04-30 → 2011-10-11
    Uvest Financial Services Group, Inc.
    West Point, VA
    Charlotte, NC
    West Point, VA
    West Point, VA
    Saluda, VA
  • 2005-01-11 → 2008-04-30
    Bi Investments, Llc
    West Point, VA
    West Point, VA
  • 1999-02-22 → 2005-01-18
    Raymond James Financial Services, Inc.
    West Point, VA
Other Businesses

1) 11/2021- BRB FINANCIAL GROUP- DBA for LPL Business (entity for LPL business)- inv. related- Kilmarnock, VA 2) 11/2021- BRB WEALTH A DIVISION OF BRB FINANCIAL GROUP- DBA for LPL Business (entity for LPL business)- inv. related- Kilmarnock, VA 3) 11/2021- BRB TRUST- Financial Institution Duty/ President & CEO- inv. related- KILMARNOCK, VA- start date 3/20/2017- 5hrs/mth 4) 2/7/2023 - No Business Name - Investment Related - Non-Variable Insurance - Agent - Start Date - 1/01/2023 5) 03/11/2025 - BRB Insurance Agency - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/07/2023 - 5 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-30
S63 Uniform Securities Agent State Law Examination 1984-04-19
  • S65 Uniform Investment Adviser Law Examination
    1993-09-30
  • S63 Uniform Securities Agent State Law Examination
    1984-04-19
Designations

View on SEC IAPD

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