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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Augusta | GA | 08/2009 | Present |
1. Commercial Lot; 3502 Wrightsboro Road, Augusta, GA 30904; Commercial corner lot with no building, have a build board that pays rent; Joint ownership with sister; Receive rent monthly; 06/01/2020; 2 Hours per Year; Not During Securities Trading Hours; Not During Securities Trading Hours; Investment-Related. 2. Kiwanis Club of Augusta; 605 Reynolds St Augusta GA 30901; Charitable Organization and service club; Member of Board of Directors; veterans affairs; 11/15/2023; 1.00hr/week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-09 |
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